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Validate the mine of origin for sourcing of materials against independent data.


CONTROL ID
08897
CONTROL TYPE
Data and Information Management
CLASSIFICATION
Detective

SUPPORTING AND SUPPORTED CONTROLS




This Control directly supports the implied Control(s):
  • Establish, implement, and maintain a chain of custody or traceability system over the entire supply chain., CC ID: 08878

There are no implementation support Controls.


SELECTED AUTHORITY DOCUMENTS COMPLIED WITH




  • The auditor must summarize the total tin/tungsten/tantalum receipts by mine of origin and country and compare this against independent data to validate the origin sources. (Auditor must provide the following for the audit period: (10), Conflict-Free Smelter (CFS) Program Audit Procedure for Tin, Tantalum, and Tungsten, 21 December 2012)
  • The auditor must summarize the total gold receipts by mine of origin and country, compare them against the plausibility tables, and note any exceptions. (ยง C(5), EICC and GeSI Gold Supply Chain Transparency: Smelter Audit, Jule 12, 2012)