Include breaches of regulatory requirements due to the incident in the incident response report.

CONTROL ID
12719

CONTROL TYPE
Establish/Maintain Documentation

CLASSIFICATION
Preventive

This Control directly supports the implied Control(s):

Create an incident response report following an incident response., CC ID: 12700

There are no implementation support Controls.

Breach of regulatory requirements and conditions as a result of the incident. (§ 7.3.12.b.iii., Monetary Authority of Singapore: Technology Risk Management Guidelines)
A detailed description of: The SCI entity's assessment of the types and number of market participants affected by the SCI event; the SCI entity's assessment of the impact of the SCI event on the market; the steps the SCI entity has taken, is taking, or plans to take, with respect to the SCI event; t… (§242.1002(b)(4)(ii)(A), 17 CFR PART 242, Regulations M, SHO, ATS, AC, NMS, and SBSR and Customer Margin Requirements for Security Futures)