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Include definitions of conflicts of interest in the conflict of interest policy.


CONTROL ID
14792
CONTROL TYPE
Establish/Maintain Documentation
CLASSIFICATION
Preventive

SUPPORTING AND SUPPORTED CONTROLS



This Control directly supports the implied Control(s):
  • Establish, implement, and maintain a conflict of interest policy., CC ID: 14785

There are no implementation support Controls.


SELECTED AUTHORITY DOCUMENTS COMPLIED WITH



  • identify and assess conflicts of interest that the contractual arrangement may cause (Art. 28.4.(e), Regulation (EU) 2022/2554 of the European Parliament and of the Council of 14 December 2022 on digital operational resilience for the financial sector and amending Regulations (EC) No 1060/2009, (EU) No 648/2012, (EU) No 600/2014, (EU) No 909/2014 and (EU) 2016/1011 (Text with EEA relevance))
  • report whether conflicts of interest are disclosed to stakeholders, including, at a minimum, conflicts of interest relating to: (Disclosure 2-15 ¶ 1(b), GRI 2: General Disclosures, 2021)
  • cross-board membership; (Disclosure 2-15 ¶ 1(b)(i), GRI 2: General Disclosures, 2021)
  • cross-shareholding with suppliers and other stakeholders; (Disclosure 2-15 ¶ 1(b)(ii), GRI 2: General Disclosures, 2021)
  • related parties, their relationships, transactions, and outstanding balances. (Disclosure 2-15 ¶ 1(b)(iv), GRI 2: General Disclosures, 2021)