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Include a space for the applicant's current address on the job application.


CONTROL ID
16189
CONTROL TYPE
Human Resources Management
CLASSIFICATION
Preventive

SUPPORTING AND SUPPORTED CONTROLS



This Control directly supports the implied Control(s):
  • Establish, implement, and maintain job applications., CC ID: 16180

There are no implementation support Controls.


SELECTED AUTHORITY DOCUMENTS COMPLIED WITH



  • The associated person's name, address, social security number, and the starting date of the associated person's employment or other association with the member, broker or dealer; (ยง 240.17a-3 (a)(12)(i) (A), 17 CFR Part 240.17a-3 - Records to be made by certain exchange members, brokers and dealers)