CONTROL ID
16638
CONTROL TYPE
Data and Information Management
CLASSIFICATION
Preventive
SUPPORTING AND SUPPORTED CONTROLS
This Control directly supports the implied Control(s):- Establish, implement, and maintain a recordkeeping system for securities transactions., CC ID: 16631
There are no implementation support Controls.
SELECTED AUTHORITY DOCUMENTS COMPLIED WITH
This control is an implied control and is included to maintain the legal hierarchy for your selected controls.
