The UCF Team invites you to review and provide feedback on the mapping of 17 CFR Part 240.17a-3 - Records to be made by certain exchange members, brokers and dealers.
From 2023-01-05 to 2023-03-06 you can participate in Public Comments here.
Background on 17 CFR Part 240.17a-3 - Records to be made by certain exchange members, brokers and dealers
AD ID: 3580
Document Availability: Free
CCH Availability: For Subscribers
Citation Format: § (Legal)
Document Type: Regulation or Statute
Originator: US Congress
Parent Category: North America
Effective Date: Varies
This Authority Document has 99 Citations, with 127 Mandates, that map to 42 UCF Common Controls.
All Authority Documents open for Public Comments are available via the UCF Mapper Project Portal.