US Congress

17 CFR Part 240.17a-3 - Records to be made by certain exchange members, brokers and dealers

Authority Document added to the UCF

January 8, 2023

ID
3580
Status
Released
Availability
Free
Issued Patents
§ (Legal)
Category
North America
Effective Date
Varies
Language
eng
Citation Count
158
Common Control Count
47
Review Date
2023-01-05
Multiple Mandates
19.2%
Nonstandard Terms
9.40%
Terms in Glossary
1.3%
Fewer Than 5 Ads
32.3%
1 to 5 Ads
33.3%
0 Ads
11%
Previous AD: 17 CFR Part 240.17Ad-7 - Record retention
View Authority Document: 3581