Happy New Year! Unified Compliance Newsletter January 2023 Happy New Year! Newsletter Highlights New Year New Members Posted Newsletters Upcoming Documents Authority Documents New Year Happy New Year from Unified Compliance! We’re thrilled to ...
Read More17 CFR Part 240.17a-3 – Records to be made by certain exchange members, brokers and dealersAD ID: 3580Status: ReleasedAvailability: FreeCitation Format: § (Legal)Document Type: 17 CFR Part 240.17a-3 – Records to be made by certain exchange members, brokers and dealersOriginator: US ...
Read MoreThe UCF Team invites you to review and provide feedback on the mapping of 17 CFR Part 240.1 ...
Read MoreWith much enthusiasm, Unified Compliance (UC) welcomes Jay Hill as its Vice President of Product Management. Jay brings a deep background in strategic product leadership and a commitment to driving innovation. Data privacy and security ...
Read More17 CFR Part 240.17Ad-7 – Record retentionAD ID: 3581Status: ReleasedAvailability: FreeCitation Format: § (Legal)Document Type: 17 CFR Part 240.17Ad-7 – Record retentionOriginator: US CongressParent Category: North AmericaEffective Date: VariesLanguage: engClick here to launch this Authority Document in the Common Controls HubThis Authority Document has ...
Read MoreHere is a list of the 50 most selected Authority Documents in the Common Controls Hub this past month. We also list how many groups each Authority Document has been assigned to and how many ...
Read MoreThe UCF Team invites you to review and provide feedback on the mapping of 17 CFR Part 240.1 ...
Read MoreFFIEC Security in a Cloud Computing EnvironmentAD ID: 3573Status: ReleasedAvailability: FreeCitation Format: ¶ (Para and Page) with Section TitlesDocument Type: FFIEC Security in a Cloud Computing EnvironmentOriginator: US Federal Financial Institutions Examination Council (FFIEC)Parent Category: North AmericaEffective Date: 2020-04-30Language: engClick here to launch this ...
Read MoreThe UCF Team invites you to review and provide feedback on the mapping of FFIEC Security in ...
Read MoreNIST SP 800-190, Application Container Security GuideAD ID: 3574Status: ReleasedAvailability: FreeCitation Format: ID (Reference ID)Document Type: NIST SP 800-190, Application Container Security GuideOriginator: US National Institute of Standards and TechnologyParent Category: North AmericaEffective Date: 2017-08-01Language: engClick here to launch this Authority Document in the ...
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