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Serialize all removable storage media.


CONTROL ID
00949
CONTROL TYPE
Configuration
CLASSIFICATION
Preventive

SUPPORTING AND SUPPORTED CONTROLS



This Control directly supports the implied Control(s):
  • Establish, implement, and maintain removable storage media controls., CC ID: 06680

There are no implementation support Controls.


SELECTED AUTHORITY DOCUMENTS COMPLIED WITH



  • The organization is required to serialize the original and, if applicable, duplicate units of storage media, and time-date for the required period of retention the information placed on such electronic storage media. (ยง 240.17a-4(f)(2)(ii)(C), 17 CFR Part 240.17a-4, Records to be preserved by certain exchange members, brokers, and dealers)