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Define the behaviors and actions that are included in privacy rights violations.


CONTROL ID
14852
CONTROL TYPE
Behavior
CLASSIFICATION
Preventive

SUPPORTING AND SUPPORTED CONTROLS



This Control directly supports the implied Control(s):
  • Develop remedies and sanctions for privacy policy violations., CC ID: 00474

There are no implementation support Controls.


SELECTED AUTHORITY DOCUMENTS COMPLIED WITH



  • PROHIBITION ON SOLICITATION OF A PERSON TO OBTAIN CUSTOMER INFORMATION FROM FINANCIAL INSTITUTION UNDER FALSE PRETENSES.—It shall be a violation of this subtitle to request a person to obtain customer information of a financial institution, knowing that the person will obtain, or attempt to obtain… (§ 521(b), GLB Gramm-Leach-Bliley Act (GLB), Title V, Nov. 12, 1999)
  • by making a false, fictitious, or fraudulent statement or representation to a customer of a financial institution; or (§ 521(a)(2), GLB Gramm-Leach-Bliley Act (GLB), Title V, Nov. 12, 1999)
  • by providing any document to an officer, employee, or agent of a financial institution, knowing that the document is forged, counterfeit, lost, or stolen, was fraudulently obtained, or contains a false, fictitious, or fraudulent statement or representation. (§ 521(a)(3), GLB Gramm-Leach-Bliley Act (GLB), Title V, Nov. 12, 1999)
  • by making a false, fictitious, or fraudulent statement or representation to an officer, employee, or agent of a financial institution; (§ 521(a)(1), GLB Gramm-Leach-Bliley Act (GLB), Title V, Nov. 12, 1999)