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Establish, implement, and maintain a securities trading program.


CONTROL ID
16626
CONTROL TYPE
Business Processes
CLASSIFICATION
Preventive

SUPPORTING AND SUPPORTED CONTROLS



This Control directly supports the implied Control(s):
  • Establish, implement, and maintain a financial management program., CC ID: 13228

This Control has the following implementation support Control(s):
  • Include fairness and equitability standards in the securities trading program., CC ID: 16690
  • Include roles and responsibilities in the securities trading program., CC ID: 16689


SELECTED AUTHORITY DOCUMENTS COMPLIED WITH



This control is an implied control and is included to maintain the legal hierarchy for your selected controls.